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The Visionary Regulator: Brooksley Born’s Warning

In the midst of the 2008 financial crisis, as Lehman Brothers’ collapse reverberated across the globe, there was one individual who could legitimately claim to have foreseen the impending disaster. Brooksley Born, a remarkable regulator, had been sounding alarm bells about the financial system’s vulnerabilities long before the crisis hit. Her story not only highlights the failure to heed crucial warnings but also underscores the pervasive biases that stifled dissenting voices in the male-dominated world of finance. As we reflect on Born’s legacy, we uncover valuable lessons about the importance of inclusive decision-making and regulatory foresight in mitigating future risks.

The Journey of Brooksley Born

Born’s journey began in California during the 1940s and 1950s, where she defied societal norms to pursue a career in law. Despite facing discrimination and skepticism, she emerged as a trailblazer, graduating first in her class from Stanford Law School. Her early experiences fueled a commitment to challenging systemic inequalities, both in the legal profession and beyond.

The Rise to Regulatory Leadership

Born’s career trajectory led her to chairmanship of the Commodity Futures Trading Commission (CFTC) in 1996, a pivotal role in overseeing the derivatives market. Armed with analytical acumen and an unwavering dedication to safeguarding the financial system, she sought to address the growing risks posed by unregulated derivatives trading.

Warning Signs Ignored

Born’s concerns about the opaque and rapidly expanding derivatives market fell on deaf ears among Washington’s financial elite. Figures like Robert Rubin and Alan Greenspan dismissed her warnings, clinging to a dogma of deregulation and overlooking the systemic risks she identified. Despite her expertise and foresight, Born faced hostility and resistance from those entrenched in the status quo.

The Battle for Oversight

Undeterred by opposition, Born pressed forward, drafting proposals to regulate derivatives trading and mitigate market vulnerabilities. However, her efforts were met with fierce opposition, with policymakers and industry insiders rallying against her initiatives. Born’s advocacy for regulatory scrutiny challenged the prevailing narrative of unfettered market freedom, earning her adversaries in influential circles.

Legacy and Lessons Learned

Born’s prescient warnings were tragically vindicated by the 2008 financial crisis, underscoring the dire consequences of regulatory neglect. Her story serves as a cautionary tale about the perils of groupthink and the imperative of inclusive decision-making in financial governance. As we navigate future challenges, Born’s legacy reminds us of the vital importance of amplifying diverse voices and embracing regulatory foresight to safeguard against systemic risks.

In conclusion, Brooksley Born’s courage and conviction in the face of entrenched opposition epitomize the indispensable role of principled leadership in financial regulation. Her legacy challenges us to confront biases, prioritize systemic resilience, and foster a culture of accountability in shaping the future of global finance.

Excerpt adapted from “WOMEN MONEY POWER: The Rise and Fall of Economic Equality” by Josie Cox. Copyright © 2024 Josie Cox. Used by permission of Abrams Press, an imprint of ABRAMS, New York. All rights reserved.

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